COMPLY-Investor advocates push to see trove of arbitration records

From Reuters: Dec 5 (Reuters) – A long-running battle over whether the top U.S. securities regulator should release records about its supervision of Wall Street’s arbitration process is about to go another round, this time with input from a vocal consumer advocate.

For nearly four years, a group of lawyers has been pushing the U.S. Securities and Exchange Commission to release documents about its oversight over how the Financial Industry Regulatory Authority selects arbitrators who hear legal disputes between brokerages and investors.

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